Leslie Green serves as the Chief Compliance Officer and leads the firm in the development, administration, and governance of all compliance and risk management practices. Leslie has more than a decade of experience in overseeing compliance with state and federal securities regulations. Leslie received her Bachelor of Arts in Economics and Management from Wittenberg University and an MBA from Xavier University. She has received the FINRA Series 7, 24 and 66 certifications.
BA in Economics and Management